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Schedule 13D is filed when a shareholder crosses 5% ownership and 13F is filed by fund managers to list their portfolio holdings. These are the only filings that I am currently aware of related to identifying shareholders of a listed company and are filed from shareholders themselves.

I wonder which SEC filing(s) contains a list of top (say 10 or so) shareholders that is filed by the company itself. I notice the Japanese yuho, FSA annual filing, contains such a list of shareholders although the shareholder names are often uninformative. Is there a similar section of some SEC filing(s)?

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