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Questions tagged [sec]

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0answers
21 views

Getting security-level fund holdings, quarterly, from 1940 Act Funds (particularly Fixed Income)

Mutual funds of a sufficient size operating under the 1940 Investment Company Act are required to disclose their security holdings to the SEC on a quarterly basis. I understand that Morningstar also ...
1
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0answers
23 views

Loan Level Data for Residential Mortgage Backed Securities

I'm looking for loan level detail for Residential Mortgage Backed Securities. The SEC requires that form ABS-EE (individual level asset data) be filed for all offerings backed by residential ...
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0answers
24 views

Practical Latency in NBBO

Can someone detail the steps of publishing NBBO bids and offers on the National Market System (United States)? For example, I was reading about the new (2010) alternative uptick rule implemented by ...
1
vote
1answer
33 views

Retrieve EBIT from XBRL documents

It appears that EBIT information is not very uniform across different XBRL documents. Cross comparing data with other sources, such as Yahoo, I have seen some XBRL use the fact ...
1
vote
1answer
64 views

What information is significant in a company's 10Q?

From a quantitative point of view which information is significant, what can be ignored?
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vote
2answers
130 views

What do you call a group consisting of stocks, etfs, and futures?

In the command line interface to my program, the user can create a basket of stocks, etfs, or futures by saying: basket = stocks basket = etfs basket = futures basket = options But I ...
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4answers
2k views

How to download all 10-K reports for all companies listed on S&P 500?

I am doing a regression analysis of all companies listed on s&p 500. It requires their 10-k reports. Where can I download all of them once?
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1answer
290 views

Where can I get all XBRL tags with descriptions and details

I'm trying scraping SEC filings using open source xbrl platform Arelle(arelle.org). Using their docs I have managed scraping from SEC rss and storing them in postgresql database. What I am struggling ...
0
votes
2answers
62 views

Definitive way of figuring out companies with multiple classes of stocks

Is there a definitive way of mapping tickers to companies for companies with multiple listed tickers? For example, GOOG and GOOGL are both Google (or now Alphabet), or BRK.A and BRK.B are both ...
2
votes
1answer
103 views

Exactly what data is available in XBRL, and how far back does it go?

What data is available from the SEC in XBRL format? Is it just 10-Qs and 10-Ks, or other filings as well? When did XBRL become mandatory for all filers (or is it still not?)
2
votes
2answers
722 views

Automated Import of 10-Q and 10-K Statements in XBRL Format from SEC.gov

I want to read financial statements in XBRL Format from the SEC site automatically. For instance the 10-Q File from Apple: http://www.sec.gov/Archives/edgar/data/320193/000119312515259935/aapl-...
0
votes
2answers
567 views

SEC 10-Q/K Filings

I am working on some research that requires parsing of SEC 10 K/Q filings. We have built a parser that will parse the raw txt SEC filing that usually contains many blocks of unencoded files (html, xml,...
3
votes
1answer
415 views

What is the most efficient way to periodically download all new 10-K filings from SEC's EDGAR?

I found this website which uses a perl script to download all the filings. It states: "There are 200K+ 10-K (and equivalent) filings, which will take considerable harddisk space and time to download. ...
2
votes
0answers
166 views

How to Handle Error in SEC Filings

Sometimes I see obvious errors in the 10-K or 10-Q filings that appear to go uncorrected in subsequent filings for the same period. For example, on June 9, 2014 Apple, Inc. did a 7-to-1 stock split. ...
3
votes
1answer
687 views

SEC 13F Security List has incorrect CUSIP numbers?

I'm building database of 13F sec.gov forms with 13F security lists (http://www.sec.gov/divisions/investment/13flists.htm). Along with integrity checks. I implemented CUSIP digit check algorithm to ...
0
votes
2answers
179 views

SEC XBRL Context Dates

In SEC XBRL financial filings, why do the date ranges for duration contexts not match the context's quarter? e.g. The markup for the context "D2012Q3" may look like: ...
23
votes
7answers
22k views

Central Index Key (CIK) of all traded stocks

Is there a way by which I can get a list of CIK of all registered stocks at the SEC?